Qualifications, Registrations and Licenses
FINRA Registrations:
- Series 24 General Securities Principal
- Series 6 Investment Company Products/Variable Contracts Representative
- Series 7 General Securities Representative
- Series 63 Uniform Securities Agent State Law
- Series 65 Uniform Investment Advisor Law
Certifications:
RFC® Registered Financial Consultant
AIF® Accredited Investment Fiduciary