Qualifications, Registrations and Licenses

FINRA Registrations:

  • Series 24   General Securities Principal
  • Series 6     Investment Company Products/Variable Contracts Representative
  • Series 7     General Securities Representative
  • Series 63   Uniform Securities Agent State Law
  • Series 65   Uniform Investment Advisor Law
     

Certifications:

  • RFC®  Registered Financial Consultant
  • AIF®    Accredited Investment Fiduciary